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100 Mallard Creek Rd Suite 402, Louisville, KY 40207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-13 |
| KY | RA | APPROVED | 2023-01-24 |
Branch Locations
100 Mallard Creek Rd Suite 402, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dick'S Sporting Goods | Lousiville | KY | 11/2015 | 03/2019 |
| University Of Louisville | Louisville | KY | 08/2016 | 11/2019 |
| First Kentucky Securities Corporation | Lousiville | KY | 05/2018 | 05/2020 |
| First Kentucky Securities Corporation | Louisville | KY | 05/2020 | 01/2023 |
| Legacy Financial Independent Advisors Llc | Louisville | KY | 01/2023 | Present |
(1) Southeast Christian Church coach on financial concepts such as budgeting and emergency funds. (2) Ad-Rack, Inc. 12700 Townepark Way #201, Louisville, KY 40243. Distribution services, board member/President, non-investment related.. Start date 11/26/24. Spent approximately 4-8 hours a month during trading hours on this activity. (2) Falkner Wealth Management LLC Owner/consulting/advising 10% owner in Legacy Financial 1 hour a month Start Date: 01/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-19 |
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