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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-03 |
| WA | RA | APPROVED | 2024-03-11 |
Branch Locations
723 Broadway E Ste A, Seattle, WA 98102-4607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Seattle | WA | 06/2018 | Present |
| Apex Systems | Seattle | WA | 11/2016 | 06/2018 |
| Unemployed | Seattle | WA | 03/2016 | 11/2016 |
Other Business Activities; tennis stringing; I string tennis racquets for friends for a small fee.; 5000 NW Village Park Dr, Apt C220, Issaquah, WA, 98027; Not Investment-Related; 09/16/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-08 |
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