Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-17
  • TX RA
    APPROVED
    Since 2024-09-17

Branch Locations

10999 W Interstate 10 5Th Fl/Ste 5000, San Antonio, TX 78230 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 05/2018 11/2019
Ams Financial San Antonio TX 09/2017 05/2018
Heb San Antonio TX 05/2018 06/2018
Texas Family Health Plans Boerne TX 02/2017 09/2017
Unemployed San Antonio TX 08/2016 02/2017
Bank Of America, N.A. San Antonio TX 07/2018 11/2019
Amazon San Marcos TX 03/2020 05/2020
Cuellar And Associates Llc San Antonio TX 05/2020 11/2020
Massmutual Texas Gulf Coast Houston TX 12/2020 09/2021
Citigroup San Antonio TX 07/2021 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 05/2022 09/2024
Unemployed San Anotinio TX 12/2019 02/2020
Bank Of America, N.A. San Antonio TX 09/2022 09/2024
Wells Fargo Clearing Services, Llc San Antonio TX 09/2024 Present
  • 05/2018 → 11/2019
    San Antonio, TX
  • 09/2017 → 05/2018
    Ams Financial
    San Antonio, TX
  • 05/2018 → 06/2018
    Heb
    San Antonio, TX
  • 02/2017 → 09/2017
    Texas Family Health Plans
    Boerne, TX
  • 08/2016 → 02/2017
    Unemployed
    San Antonio, TX
  • 07/2018 → 11/2019
    Bank Of America, N.A.
    San Antonio, TX
  • 03/2020 → 05/2020
    Amazon
    San Marcos, TX
  • 05/2020 → 11/2020
    Cuellar And Associates Llc
    San Antonio, TX
  • 12/2020 → 09/2021
    Massmutual Texas Gulf Coast
    Houston, TX
  • 07/2021 → 05/2022
    Citigroup
    San Antonio, TX
  • 05/2022 → 09/2024
    San Antonio, TX
  • 12/2019 → 02/2020
    Unemployed
    San Anotinio, TX
  • 09/2022 → 09/2024
    Bank Of America, N.A.
    San Antonio, TX
  • 09/2024 → Present
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-02
  • S66 Uniform Combined State Law Examination
    2018-11-02
Other Names
  • Alejandro Jesus Diez

View on SEC IAPD

More in San Antonio, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor