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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-29
MI RA APPROVED 2018-10-15
  • TX RA
    APPROVED
    Since 2020-01-29
  • MI RA
    APPROVED
    Since 2018-10-15

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grosse Point MI 05/2018 Present
Entercom Communications Southfield MI 12/2017 05/2018
Quicken Loans, Inc. Detroit MI 04/2015 11/2017
Bank Of America, N.A. Grosse Pointe MI 07/2018 Present
  • 05/2018 → Present
    Grosse Point, MI
  • 12/2017 → 05/2018
    Entercom Communications
    Southfield, MI
  • 04/2015 → 11/2017
    Quicken Loans, Inc.
    Detroit, MI
  • 07/2018 → Present
    Bank Of America, N.A.
    Grosse Pointe, MI
Other Businesses

I*126672For profit or not for profit: Non-Profit Organization Name of outside business organization: Grosse Pointe Farms Boat and Social Club Investment related: No Address of business: Grosse Pointe Farms, Michigan 48236Position, title, association: , Start date of relationship: 11/8/2019Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: I have been elected to the board of the GPFBC, taking on the role of the "Rear Commodore". My responsibilities include planning events for the club as well as helping to increase membership in the club alongside our membership chair.I*456041Entity Type: Civic League or Social Welfare Organization Name of OBA: Grosse Pointe Farms Boat and Social Club Address: Grosse Pointe Farms, Michigan 48236Investment Related: No Position, Title, Association: Treasurer Employee Start Date:01/05/2024No Hours:0No Hours during trading:0Duties:I have been elected to the board of the GPFBC, taking on the role of the Treasurer. My responsibilities would include creating a budget and monitoring the budgetary spending of the club. I will prepare financial statements to be presented to the Club. Work alongside the acting Commodore (President) who is the sole check signer, to ensure that all expenses stay within budgetary parameters.I*: 889262Entity Type: GovernmentalName of OBA: City of Grosse Pointe Farms Parks and Harbor CommitteeAddress: Grosse Pointe Farms, MI 48236Investment Related: NoPosition, Title, Association: Committee memberEmployee Start Date: 6/20/2022Number of Hours: 20 hrs annuallyNumber of Hours during trading: 0Duties: I will act as a committee member on the Grosse Pointe Farms Parks and Harbor Committee helping to make recommendations and decisions specifically relating to the Parks and Harbors in and around the City. This is a three year term. I*4421266 Entity Type: N/A Name of OBA: Pointe Sales Consulting LLC Address: Grosse Pointe Farms, Michigan, 48236 Investment Related: No Position, Title, Association: Employee Start Date: 04/20/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: My wife, Andreana, established an LLC (previously a sole proprietorship) for her sales consulting and e-commerce sales. Assist Andreana (wife) with the technical aspects for selling goods and merchandise on online platforms. Help her to build out her web presence and assist her in listing products on online marketplaces and her own website in the future.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-12
  • S66 Uniform Combined State Law Examination
    2018-10-12
Other Names
  • Richard W. Smith
  • Richard Smith

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