Best Investors Account Sign in

Cesar Clemente Garcia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-14
CA RA APPROVED 2018-08-13
  • TX RA
    APPROVED
    Since 2019-11-14
  • CA RA
    APPROVED
    Since 2018-08-13

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 05/2018 Present
Bay Club El Segundo CA 08/2013 04/2018
University Of Southern California Los Angeles CA 08/2014 05/2018
Bank Of America, N.A. Los Angeles CA 06/2018 Present
  • 05/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 08/2013 → 04/2018
    Bay Club
    El Segundo, CA
  • 08/2014 → 05/2018
    University Of Southern California
    Los Angeles, CA
  • 06/2018 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-10
  • S66 Uniform Combined State Law Examination
    2018-08-10
Other Names
  • Cesar Garcia

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY
SITRIN CAPITAL MANAGEMENT, LLC

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor