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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-12-18 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 05/2018 | 05/2019 |
| Sterling High School | Somerdale | NJ | 08/2015 | 04/2017 |
| New Hope Solebury High School | New Hope | PA | 03/2017 | 06/2018 |
| Source4Teachers | Newtown | PA | 09/2016 | 05/2018 |
| La Salle University | Philadelphia | PA | 08/2015 | 12/2017 |
| Sei | Oaks | PA | 05/2019 | 04/2022 |
| Sei Investments Management Corp | Oaks | PA | 05/2019 | 04/2022 |
| Sei Investments Distribution Co. | Oaks | PA | 05/2019 | 04/2022 |
| Global Beta Advisors | North Wales | PA | 04/2022 | 08/2022 |
| Compass Distributors, Llc | North Wales | PA | 05/2022 | 08/2022 |
| Empower Financial Services, Inc | Greenwood Village | CO | 07/2023 | Present |
| Empower Advisory Services, Inc | Greenwood Village | CO | 07/2023 | Present |
| Global Beta Advisors | North Wales | PA | 08/2022 | 03/2023 |
| Unemployed | Newtown | PA | 03/2023 | 07/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-24 |
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