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Nicholas C Tavares

Ubs Financial Services Inc.

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-16
NY RA APPROVED 2021-10-20
  • FL RA
    APPROVED
    Since 2025-01-16
  • NY RA
    APPROVED
    Since 2021-10-20

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Ag New York NY 06/2018 09/2018
Talentwaves Denver CO 01/2020 08/2020
Student/Unemployed Klamath Falls OR 01/2010 05/2018
Student/Unemployed New York NY 10/2018 12/2019
Ubs Financial Services Inc. New York NY 08/2020 01/2025
Ubs Financial Services Inc. Coral Gables FL 01/2025 Present
  • 06/2018 → 09/2018
    Ubs Ag
    New York, NY
  • 01/2020 → 08/2020
    Talentwaves
    Denver, CO
  • 01/2010 → 05/2018
    Student/Unemployed
    Klamath Falls, OR
  • 10/2018 → 12/2019
    Student/Unemployed
    New York, NY
  • 08/2020 → 01/2025
    Ubs Financial Services Inc.
    New York, NY
  • 01/2025 → Present
    Ubs Financial Services Inc.
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-18
  • S66 Uniform Combined State Law Examination
    2020-07-18
Other Names
  • Nicholas Costa Tavares
  • Nicholas Tavares

View on SEC IAPD

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