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Nathaniel Hubbard Murphy

Ubs Financial Services Inc.

Erie, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-05-20
  • PA RA
    APPROVED
    Since 2025-05-20

Branch Locations

100 State Street - 4Th Floor, Erie, PA 16507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pepsi Co. Erie PA 06/2015 01/2017
Ubs Erie PA 05/2018 08/2018
Kent State University Kent OH 08/2015 05/2019
Ubs Financial Services Inc. Erie PA 06/2019 Present
  • 06/2015 → 01/2017
    Pepsi Co.
    Erie, PA
  • 05/2018 → 08/2018
    Ubs
    Erie, PA
  • 08/2015 → 05/2019
    Kent State University
    Kent, OH
  • 06/2019 → Present
    Ubs Financial Services Inc.
    Erie, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-07
S63 Uniform Securities Agent State Law Examination 2022-07-15
  • S65 Uniform Investment Adviser Law Examination
    2025-03-07
  • S63 Uniform Securities Agent State Law Examination
    2022-07-15

View on SEC IAPD

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Other Offices

WEDGEWOOD INVESTORS INC · ERIE, PA
EQUITABLE ADVISORS, LLC · ERIE, PA
UBS FINANCIAL SERVICES INC. · ERIE, PA
WELLS FARGO CLEARING SERVICES, LLC · ERIE, PA
GLADSTONE WEALTH PARTNERS · Erie, PA
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