David A Smith

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2019-05-14

OR RA
APPROVED

Since 2019-05-14

Branch Locations

1122 Nw Garden Valley Blvd Suite 201, Roseburg, OR 97471 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	06/2018	09/2018
Inapod Inc.	Roseburg	OR	03/2006	06/2018
Edward Jones	St Louis	MO	12/2018	Present

06/2018 → 09/2018

Edward Jones

St Louis, MO
03/2006 → 06/2018

Inapod Inc.

Roseburg, OR
12/2018 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-08

S66 Uniform Combined State Law Examination

2019-04-08

Other Names

David Anthony Smith
David A Smith

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Exams

Other Names

Other Firms

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