Mohamed Tabbaa

Wells Fargo Clearing Services, LLC

Short Hills, NJ

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-02-06
TX	RA	APPROVED	2025-02-06

NJ RA
APPROVED

Since 2025-02-06
TX RA
APPROVED

Since 2025-02-06

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

617 Piermont Rd, Closter, NJ 07624 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Paramus	NJ	07/2015	02/2022
Bank Of America, N.A.	Paramus	NJ	07/2015	02/2022
Fidelity Investments	Paramus	NJ	02/2022	02/2025
Wells Fargo Clearing Services, Llc	Summit	NJ	02/2025	Present

07/2015 → 02/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ
07/2015 → 02/2022

Bank Of America, N.A.

Paramus, NJ
02/2022 → 02/2025

Fidelity Investments

Paramus, NJ
02/2025 → Present

Wells Fargo Clearing Services, Llc

Summit, NJ

Previous Registrations

2022-04-11 → 2025-02-06

Fidelity Personal And Workplace Advisors

Paramus, NJ
2018-10-10 → 2022-02-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

Montvale, NJ

Waldwick, NJ

Montvale, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-08

S66 Uniform Combined State Law Examination

2018-10-08

Other Names

Yazen Tabbaa
Mohamed Tabbaa
Mohamed Yazen Tabbaa

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

RIDGEWOOD INVESTMENTS

J.P. MORGAN SECURITIES LLC

DORCHESTER ADVISORS LLC

ESTEE ADVISORS LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UNITED SUCCESS WEALTH MANAGEMENT

TRANSAMERICA FINANCIAL ADVISORS, LLC

Other Investors

DAVID SETH LEIBOWITZ

VALERIE RUBIO LEMMON

TERRANCE PATRICK MCGUIRE

KAUSHAL BHUPENDRA MAJMUDAR

John Varghese Cholankeril

DUSHYANT PANDIT

Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ

RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ

J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ

DORCHESTER ADVISORS LLC · SHORT HILLS, NJ

ESTEE ADVISORS LLC · SHORT HILLS, NJ

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ

UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ

TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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