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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-07-06
TX RA APPROVED 2026-07-06
  • PA RA
    APPROVED
    Since 2026-07-06
  • TX RA
    APPROVED
    Since 2026-07-06

Branch Locations

2752 Macarthur Rd, Whitehall, PA 18052 • United States

1420 Hanover Ave, Allentown, PA 18109 • United States

840 W. Hamilton St Suite 122, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Allentown PA 09/2015 02/2024
Bank Of America, N.A. Allentown PA 09/2015 02/2024
Wells Fargo Clearing Services, Llc Allentown PA 02/2024 07/2026
Lpl Financial Llc Whitehall PA 07/2026 Present
First Commonwealth Federal Credit Union Whitehall PA 07/2026 Present
Previous Registrations
Other Businesses

1: 07/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Commonwealth Investment Services - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-08
  • S66 Uniform Combined State Law Examination
    2018-10-08
Other Names
  • Diego Mercado Morales
  • Diego Mercado
  • Diego A Mercado

View on SEC IAPD

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