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Evan Barlow

Neuberger Berman Bd LLC

Chicago, IL

Chicago, IL

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-06-01
IL RA APPROVED 2021-04-22
NY RA APPROVED 2021-04-20
  • OH RA
    APPROVED
    Since 2024-06-01
  • IL RA
    APPROVED
    Since 2021-04-22
  • NY RA
    APPROVED
    Since 2021-04-20

Branch Locations

Chicago, IL • United States

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Xaiver Nativity Cincinnati OH 08/2006 08/2018
Enterprise Cincinnati OH 05/2017 08/2017
Axa Advisors, Llc New York NY 09/2018 06/2020
Equitable Advisors, Llc New York NY 09/2018 04/2021
Neuberger Berman Chicago IL 04/2021 Present
Neuberger Berman Cincinnati OH 05/2024 09/2024
  • 08/2006 → 08/2018
    St. Xaiver Nativity
    Cincinnati, OH
  • 05/2017 → 08/2017
    Enterprise
    Cincinnati, OH
  • 09/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2018 → 04/2021
    Equitable Advisors, Llc
    New York, NY
  • 04/2021 → Present
    Neuberger Berman
    Chicago, IL
  • 05/2024 → 09/2024
    Neuberger Berman
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-03
  • S66 Uniform Combined State Law Examination
    2018-07-03
Other Names
  • Evan Douglas Barlow
  • Evan Barlow

View on SEC IAPD

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