Nicolette Helen Fallisi

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-13
NY	RA	APPROVED	2021-06-29
MO	RA	APPROVED	2019-09-04

TX RA
APPROVED

Since 2026-01-13
NY RA
APPROVED

Since 2021-06-29
MO RA
APPROVED

Since 2019-09-04

Branch Locations

New York, NY • United States

622 Loudon Rd Suite 202, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2019	Present
Horseshoe Inn Bar & Grill	Saratoga Springs	NY	06/2015	08/2017
Roger Williams University	Bristol	RI	08/2017	06/2018
Edward Jones Investments	Saratoga Springs	NY	06/2018	08/2018
Roger Williams University	Bristol	RI	08/2018	05/2019

07/2019 → Present

Edward Jones

St Louis, MO
06/2015 → 08/2017

Horseshoe Inn Bar & Grill

Saratoga Springs, NY
08/2017 → 06/2018

Roger Williams University

Bristol, RI
06/2018 → 08/2018

Edward Jones Investments

Saratoga Springs, NY
08/2018 → 05/2019

Roger Williams University

Bristol, RI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-31

S66 Uniform Combined State Law Examination

2019-08-31

View on SEC IAPD

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