Mitchell Lawrence Stein

Current Employers

Arena Private Wealth

401 N. Michigan Avenue Suite 610, Chicago, IL 60611-5584 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-05
FL	RA	APPROVED	2025-01-29
IL	RA	APPROVED	2024-10-25
OH	RA	APPROVED	2024-10-24

TX RA
APPROVED_RES

Since 2025-02-05
FL RA
APPROVED

Since 2025-01-29
IL RA
APPROVED

Since 2024-10-25
OH RA
APPROVED

Since 2024-10-24

Branch Locations

Pepper Pike, OH • United States

401 N. Michigan Avenue Suite 610, Chicago, IL 60611-5584 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities, Inc.	Chicago	IL	01/2010	02/2019
Objective Capital Management, Llc	Pepper Pike	OH	02/2019	Present
Fifth Third Securities, Inc.	Chicago	IL	03/2016	02/2019
Mitchell L. Stein, Sole Proprietor	Pepper Pike	OH	09/2005	Present
Mutual Securities, Inc.	Camarillo	CA	03/2019	11/2024

01/2010 → 02/2019

Fifth Third Securities, Inc.

Chicago, IL
02/2019 → Present

Objective Capital Management, Llc

Pepper Pike, OH
03/2016 → 02/2019

Fifth Third Securities, Inc.

Chicago, IL
09/2005 → Present

Mitchell L. Stein, Sole Proprietor

Pepper Pike, OH
03/2019 → 11/2024

Mutual Securities, Inc.

Camarillo, CA

Previous Registrations

2019-03-01 → 2025-12-31

Objective Capital Management, Llc

Fairlawn, OH
2010-01-08 → 2019-03-08

Fifth Third Securities, Inc.

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL

Cleveland, OH
2007-09-27 → 2010-01-20

Citigroup Global Markets Inc.

Chicago, IL

Chicago, IL

Chicago, IL

Deerfield, IL
2005-08-12 → 2007-09-12

Ameriprise Financial Services, Llc

Rosemont, IL

Chicago, IL

Other Businesses

1. Objective Capital Management, LLC., Start Date: 03/01/2019, 29325 Chagrin Blvd, Ste 204, Pepper Pike, OH 44122, LLC, RIA, President, President/Partner of OCM RIA Firm, Investment Related, 200 hours per month, 7 hours per day during trading hours. 2. Rental Property, Start Date: 05/01/2014, 2743 N Sheffield Ave, #4N, Chicago, IL 60614, Rental Property - Residential, Property Owner, Manage/Maintain the condo unit for my renters, Not Investment Related, 1 hour per month, 0 hours per day during trading hours. 3. University School - Board of Trustees, Start Date: 09/01/2019, 2785 Som Center Rd., Hunting Valley, OH 44022, Elementary & High School, Trustee, Serve on committees, oversee school governance, and help with long term strategic planning, Not Investment Related, 3 Hours per month, 0 Hours per day during trading hours. 4. Cleveland Clinic Childrens Hospital, Start Date: 07/01/2021, 9500 Euclid Ave., Cleveland, OH 44195, Non-Profit, Hospital System, Leadership Council, Plan annual golf outing, help with fundraising and attractive new donors, general advocacy, Not Investment Related, 3 Hours per month, 0 Hours per day during trading hours. 5. Saint Martin De Porres High School, Start Date: 11/01/2020, 6202 St Clair Ave, Cleveland, OH 44103, Non-profit, High School, Advancement Committee - Fundraising, Help plan fundraising events, introduce new potential donors to the school, outreach to current and past donors, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours.