Anasheh Baghoomian

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-11-13
CA	RA	APPROVED	2018-10-09

TX RA
APPROVED

Since 2018-11-13
CA RA
APPROVED

Since 2018-10-09

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pasadena	CA	08/2006	Present
Bank Of America, N.A.	Pasadena	CA	08/2006	Present

08/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA
08/2006 → Present

Bank Of America, N.A.

Pasadena, CA

Other Businesses

I*373997, Entity Type: Entity For Profit, Name of OBA: E and A Enterprises Inc, Address: Glendale, California 91202, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 08/18/2014, No Hours: 0, No Hours during trading: 0, Duties: this is a food truck rental company. I am not on the account. this business is handled by my husband.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-08

S66 Uniform Combined State Law Examination

2018-10-08