Aaron Alexander Fricke

Current Employers

Ptma Investment Advisors

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-02-01

PA RA
APPROVED

Since 2021-02-01

Branch Locations

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Llc	Lancaster	PA	05/2018	01/2021
Clear Path Financial	Hprsham	PA	04/2017	04/2018
Shelton Associates	Lancaster	PA	04/2016	09/2016
Drexel University	Philadelphia	PA	09/2015	05/2018
Pma Securities, Llc	Lancaster	PA	02/2021	Present
Pma Financial Network, Llc	Naperville	IL	02/2021	Present

05/2018 → 01/2021

Rbc Capital Markets Llc

Lancaster, PA
04/2017 → 04/2018

Clear Path Financial

Hprsham, PA
04/2016 → 09/2016

Shelton Associates

Lancaster, PA
09/2015 → 05/2018

Drexel University

Philadelphia, PA
02/2021 → Present

Pma Securities, Llc

Lancaster, PA
02/2021 → Present

Pma Financial Network, Llc

Naperville, IL

Previous Registrations

2019-03-12 → 2021-01-29

Rbc Capital Markets, Llc

Lancaster, PA

Other Businesses

Rental property, not investment related, Lancaster PA, collect rent, maintain, own residential property, devote 1-5 hours per month with zero during business hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-12

S66 Uniform Combined State Law Examination

2019-03-12

View on SEC IAPD