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340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-06-01 |
Branch Locations
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
6701 Democracy Blvd. Suite 300, Bethesda, MD 20817 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allworth Financial | Bethesda | MD | 06/2026 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 07/2019 | 11/2022 |
| Winthrop University | Rock Hill | SC | 08/2014 | 05/2017 |
| Myeyedr | Annapolis | MD | 05/2016 | 01/2017 |
| Morton And Gettys Law Firm | Rock Hill | SC | 01/2017 | 05/2017 |
| Northwestern Mutual | Charleston | SC | 06/2018 | 08/2018 |
| Great Panes | Ellicott City | MD | 05/2012 | 06/2019 |
| Towson University | Towson | MD | 08/2017 | 12/2018 |
| Ae Wealth Management, Llc | Topeka | KS | 12/2022 | 05/2023 |
| Fefa Asset Management Llc | Saint Louis | MO | 12/2022 | 05/2023 |
| Vci Wealth Management Llc | Saint Louis | MO | 05/2023 | 02/2024 |
| Arthur Stein Financial, Llc | Bethesda | MD | 05/2024 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-09-06 |
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