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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-11
FL RA APPROVED 2025-01-14
  • TX RA
    APPROVED
    Since 2025-02-11
  • FL RA
    APPROVED
    Since 2025-01-14

Branch Locations

2605 Enterprise Road Suite 168, Clearwater, FL 33759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Llc Nashville TN 02/2019 05/2022
Jackson National Life Nashville TN 05/2018 08/2018
University Of Mississippi Oxford MS 12/2014 12/2018
University Of Mississippi Campus Recreation Oxford MS 05/2015 01/2018
Allstate St. Petersburg FL 05/2017 09/2017
Capital Group - American Funds Distributors, Inc. San Antonio TX 05/2022 08/2022
Invesco Atlanta GA 09/2022 12/2024
Stifel Clearwater FL 12/2024 Present
  • 02/2019 → 05/2022
    Jackson National Life Distributors Llc
    Nashville, TN
  • 05/2018 → 08/2018
    Jackson National Life
    Nashville, TN
  • 12/2014 → 12/2018
    University Of Mississippi
    Oxford, MS
  • 05/2015 → 01/2018
    University Of Mississippi Campus Recreation
    Oxford, MS
  • 05/2017 → 09/2017
    Allstate
    St. Petersburg, FL
  • 05/2022 → 08/2022
    Capital Group - American Funds Distributors, Inc.
    San Antonio, TX
  • 09/2022 → 12/2024
    Invesco
    Atlanta, GA
  • 12/2024 → Present
    Stifel
    Clearwater, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-09
S63 Uniform Securities Agent State Law Examination 2019-04-17
  • S65 Uniform Investment Adviser Law Examination
    2025-01-09
  • S63 Uniform Securities Agent State Law Examination
    2019-04-17
Other Names
  • Tom Kelly
  • Thomas Ryan Kelly

View on SEC IAPD

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