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John William Hoover

LPl Financial LLC

Gilbert, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-12-17
  • AZ RA
    APPROVED
    Since 2024-12-17

Branch Locations

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Academy Of Holy Angels Richfield MN 09/2014 06/2017
Arizona State University Tempe AZ 06/2017 05/2021
Self-Employed Tempe AZ 05/2021 05/2024
Tlh Wealth Management Gilbert AZ 05/2024 09/2024
Lpl Financial Llc Gilbert AZ 09/2024 Present
  • 09/2014 → 06/2017
    Academy Of Holy Angels
    Richfield, MN
  • 06/2017 → 05/2021
    Arizona State University
    Tempe, AZ
  • 05/2021 → 05/2024
    Self-Employed
    Tempe, AZ
  • 05/2024 → 09/2024
    Tlh Wealth Management
    Gilbert, AZ
  • 09/2024 → Present
    Gilbert, AZ
Other Businesses

1) 09/2024 - TLH Wealth Management, LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 80 Hrs per month - 100% Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-16
  • S66 Uniform Combined State Law Examination
    2024-12-16

View on SEC IAPD

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