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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-05-08
TX RA APPROVED 2026-05-08
  • IL RA
    APPROVED
    Since 2026-05-08
  • TX RA
    APPROVED
    Since 2026-05-08

Branch Locations

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

44 S. Vail Ave Suite 200, Arlington Heights, IL 60005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Ll Paducah KY 01/2021 05/2026
Wells Fargo Advisors Barrington IL 05/2018 01/2021
Office Day Solutions Crystal Lake IL 04/2017 05/2018
World Market Crystal Lake IL 11/2017 03/2018
Wintrust Crystal Lake IL 04/2015 05/2018
&Partners Nashville TN 05/2026 Present
  • 01/2021 → 05/2026
    Wells Fargo Clearing Services, Ll
    Paducah, KY
  • 05/2018 → 01/2021
    Wells Fargo Advisors
    Barrington, IL
  • 04/2017 → 05/2018
    Office Day Solutions
    Crystal Lake, IL
  • 11/2017 → 03/2018
    World Market
    Crystal Lake, IL
  • 04/2015 → 05/2018
    Wintrust
    Crystal Lake, IL
  • 05/2026 → Present
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-11
  • S66 Uniform Combined State Law Examination
    2025-08-11
Other Names
  • Katie Buchta
  • Kathryn Buchta

View on SEC IAPD

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