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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-01-25
  • WI RA
    APPROVED
    Since 2019-01-25

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co Milwaukee WI 05/2018 Present
Unemployed Wauwatosa WI 07/2017 05/2018
Ge Healthcare Waukesha WI 08/1997 06/2017
  • 05/2018 → Present
    Robert W Baird & Co
    Milwaukee, WI
  • 07/2017 → 05/2018
    Unemployed
    Wauwatosa, WI
  • 08/1997 → 06/2017
    Ge Healthcare
    Waukesha, WI
Other Businesses

Name/Address: Leff's at WI State Fair / 7208 W State St, Wauwatosa, WI 53213 Start Date: 08/03/23 Hours Spent: More than 10 for 11 days during the fair. Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Employee Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-25
  • S66 Uniform Combined State Law Examination
    2019-01-25

View on SEC IAPD

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