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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W Baird & Co | Milwaukee | WI | 05/2018 | Present |
| Unemployed | Wauwatosa | WI | 07/2017 | 05/2018 |
| Ge Healthcare | Waukesha | WI | 08/1997 | 06/2017 |
Name/Address: Leff's at WI State Fair / 7208 W State St, Wauwatosa, WI 53213 Start Date: 08/03/23 Hours Spent: More than 10 for 11 days during the fair. Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Employee Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-25 |
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