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James Edward Buchanan

Hennion & Walsh Asset Management, Inc.

Boca Raton, FL

Parsippany, NJ

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Current Employers
Hennion & Walsh Asset Management, Inc.

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-08
  • NJ RA
    APPROVED
    Since 2024-05-08

Branch Locations

777 Yamato Road Suite 500, Boca Raton, FL 33431 • United States

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hennion & Walsh, Inc. Boca Raton FL 06/2018 Present
Mcarthur Golf Club Hobe Sound FL 10/2017 06/2018
Pga Tour Palm Beach Gardens FL 05/2012 10/2017
  • 06/2018 → Present
    Hennion & Walsh, Inc.
    Boca Raton, FL
  • 10/2017 → 06/2018
    Mcarthur Golf Club
    Hobe Sound, FL
  • 05/2012 → 10/2017
    Pga Tour
    Palm Beach Gardens, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-06
S63 Uniform Securities Agent State Law Examination 2018-08-24
  • S65 Uniform Investment Adviser Law Examination
    2024-05-06
  • S63 Uniform Securities Agent State Law Examination
    2018-08-24
Other Names
  • Jeb Buchanan

View on SEC IAPD

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