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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-02 |
Branch Locations
3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States
Plano, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2018 | 12/2020 |
| The Liberty Group | Dallas | TX | 03/2018 | 05/2018 |
| Irt Management | Plano | TX | 12/2017 | 02/2018 |
| Unemployed | Plano | TX | 05/2017 | 11/2017 |
| Santander Consumer Usa | Dallas | TX | 10/2013 | 04/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 07/2021 | Present |
| Tiaa | Frisco | TX | 07/2021 | Present |
| Unemployed | Plano | TX | 01/2021 | 03/2021 |
| Peak American Financial | Plano | TX | 04/2021 | 04/2021 |
| Unemployed | Plano | TX | 05/2021 | 06/2021 |
| Mass Mutual Life Insurance Co | Plano | TX | 09/2018 | 10/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-06 |
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