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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-02
  • TX RA
    APPROVED
    Since 2021-08-02

Branch Locations

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2018 12/2020
The Liberty Group Dallas TX 03/2018 05/2018
Irt Management Plano TX 12/2017 02/2018
Unemployed Plano TX 05/2017 11/2017
Santander Consumer Usa Dallas TX 10/2013 04/2017
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 07/2021 Present
Tiaa Frisco TX 07/2021 Present
Unemployed Plano TX 01/2021 03/2021
Peak American Financial Plano TX 04/2021 04/2021
Unemployed Plano TX 05/2021 06/2021
Mass Mutual Life Insurance Co Plano TX 09/2018 10/2019
  • 06/2018 → 12/2020
    St Louis, MO
  • 03/2018 → 05/2018
    The Liberty Group
    Dallas, TX
  • 12/2017 → 02/2018
    Irt Management
    Plano, TX
  • 05/2017 → 11/2017
    Unemployed
    Plano, TX
  • 10/2013 → 04/2017
    Santander Consumer Usa
    Dallas, TX
  • 07/2021 → Present
    Frisco, TX
  • 07/2021 → Present
    Tiaa
    Frisco, TX
  • 01/2021 → 03/2021
    Unemployed
    Plano, TX
  • 04/2021 → 04/2021
    Peak American Financial
    Plano, TX
  • 05/2021 → 06/2021
    Unemployed
    Plano, TX
  • 09/2018 → 10/2019
    Mass Mutual Life Insurance Co
    Plano, TX
Previous Registrations
  • 2018-09-07 → 2020-12-04
    Plano, TX
    St Louis, MO
    Plano, TX
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-06
  • S66 Uniform Combined State Law Examination
    2018-09-06
Other Names
  • Julho J Kara
  • Julho Kara

View on SEC IAPD

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