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Khristopher Glenn Liles

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
  • TX RA
    APPROVED
    Since 2025-11-03

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 05/2018 03/2020
Jp Morgan Chase Lewisville TX 02/2017 05/2018
Wells Fargo Plano TX 05/2015 02/2017
Charles Schwab & Co., Inc. Lewisville TX 03/2020 Present
  • 05/2018 → 03/2020
    Td Ameritrade
    Southlake, TX
  • 02/2017 → 05/2018
    Jp Morgan Chase
    Lewisville, TX
  • 05/2015 → 02/2017
    Wells Fargo
    Plano, TX
  • 03/2020 → Present
    Lewisville, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-03
S63 Uniform Securities Agent State Law Examination 2020-08-20
  • S66 Uniform Combined State Law Examination
    2025-11-03
  • S63 Uniform Securities Agent State Law Examination
    2020-08-20
Other Names
  • Khris Liles
  • Khristopher Liles
  • Khristopher G Liles

View on SEC IAPD

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