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Austin D Chau

Ieq Capital, LLC

San Francisco, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-28
  • CA RA
    APPROVED
    Since 2025-02-28

Branch Locations

1 Lombard St. #200, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Walnut Creek CA 12/2019 02/2020
Pillar6 Advisors Llc San Francisco CA 05/2018 04/2019
Yapstone Walnut Creek CA 05/2017 08/2017
Saint Mary's College Of Ca Moraga CA 08/2015 05/2019
Saint Mary's College Of Ca Moraga CA 05/2016 05/2017
Morgan Stanley Walnut Creek CA 06/2019 12/2019
E,K. Riley Investments, Llc Seattle WA 03/2020 11/2020
Menlo Asset Management Menlo Park CA 03/2020 03/2023
Lpl Financial Llc Menlo Park CA 10/2020 03/2023
Epiq Capital Group, Llc San Francisco CA 04/2023 02/2025
Ieq Capital, Llc San Francisco CA 02/2025 Present
  • 12/2019 → 02/2020
    Morgan Stanley
    Walnut Creek, CA
  • 05/2018 → 04/2019
    Pillar6 Advisors Llc
    San Francisco, CA
  • 05/2017 → 08/2017
    Yapstone
    Walnut Creek, CA
  • 08/2015 → 05/2019
    Saint Mary's College Of Ca
    Moraga, CA
  • 05/2016 → 05/2017
    Saint Mary's College Of Ca
    Moraga, CA
  • 06/2019 → 12/2019
    Morgan Stanley
    Walnut Creek, CA
  • 03/2020 → 11/2020
    E,K. Riley Investments, Llc
    Seattle, WA
  • 03/2020 → 03/2023
    Menlo Asset Management
    Menlo Park, CA
  • 10/2020 → 03/2023
    Lpl Financial Llc
    Menlo Park, CA
  • 04/2023 → 02/2025
    Epiq Capital Group, Llc
    San Francisco, CA
  • 02/2025 → Present
    Ieq Capital, Llc
    San Francisco, CA
Previous Registrations
  • 2023-04-21 → 2025-02-28
    Epiq Capital Group, Llc
    San Francisco, CA
  • 2020-10-01 → 2023-04-10
    Lpl Financial Llc
    Roseville, CA
    Menlo Park, CA
    Menlo Park, CA
  • 2020-06-01 → 2020-11-06
    Ek Riley Investments, Llc
    Seattle, WA
    Seattle, WA
    Menlo Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-21
  • S66 Uniform Combined State Law Examination
    2020-05-21
Designations
Other Names
  • Austin Chau

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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