Nicholas Edward Parker

Current Employers

Seaborn Financial, Llc

Austin, TX • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-01-28
TX	RA	APPROVED	2021-11-30

WA RA
APPROVED

Since 2025-01-28
TX RA
APPROVED

Since 2021-11-30

Branch Locations

Richland, WA • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Texas Tech University	Lubbock	TX	01/2017	05/2018
United Games	Orem	UT	09/2016	12/2016
Texas Tech University	Lubbock	TX	01/2017	05/2018
Brigham Young University	Provo	UT	06/2014	12/2016
The Vanguard Group, Inc.	Scottsdale	AZ	06/2018	10/2020
Hfg Trust	Kennewick	WA	10/2020	05/2021
Seaborn Financial, Llc	Richland	WA	06/2021	Present

01/2017 → 05/2018

Texas Tech University

Lubbock, TX
09/2016 → 12/2016

United Games

Orem, UT
01/2017 → 05/2018

Texas Tech University

Lubbock, TX
06/2014 → 12/2016

Brigham Young University

Provo, UT
06/2018 → 10/2020

The Vanguard Group, Inc.

Scottsdale, AZ
10/2020 → 05/2021

Hfg Trust

Kennewick, WA
06/2021 → Present

Seaborn Financial, Llc

Richland, WA

Previous Registrations

2018-08-28 → 2020-10-28

Vanguard Advisers, Inc.

Scottsdale, AZ

Other Businesses

SKYPARKER VENTURES/MEMBER/JANUARY 1, 2021 - PRESENT/1035 MOONSTONE CT, RICHLAND, WA 99352/0 HOURS PER MONTH; 0 HOURSS DURING TRADING/LLC ESTABLISHED FOR MY WIFE WHO CONTRACTS PART-TIME. I AM A MEMBER OF THE LLC SOLELY FOR TAX FILING PURPOSES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-31

S66 Uniform Combined State Law Examination

2018-07-31

Designations

Other Names

Nick Parker
Nicholas Parker

View on SEC IAPD