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Robert William Goughary

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwich, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-05
CT RA APPROVED 2018-09-20
  • TX RA
    APPROVED
    Since 2018-10-05
  • CT RA
    APPROVED
    Since 2018-09-20

Branch Locations

2 Pickwick Plz, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 05/2018 Present
Design Within Reach Westport CT 02/2017 03/2018
Unemployed Fairfield CT 02/2013 09/2016
Lighthouse Darien CT 09/2016 01/2017
William Pitt Sothebys International Realty Westport CT 08/2015 05/2018
Bank Of America, N.A. Stamford CT 08/2018 Present
  • 05/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Stamford, CT
  • 02/2017 → 03/2018
    Design Within Reach
    Westport, CT
  • 02/2013 → 09/2016
    Unemployed
    Fairfield, CT
  • 09/2016 → 01/2017
    Lighthouse
    Darien, CT
  • 08/2015 → 05/2018
    William Pitt Sothebys International Realty
    Westport, CT
  • 08/2018 → Present
    Bank Of America, N.A.
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-19
  • S66 Uniform Combined State Law Examination
    2018-09-19
Other Names
  • Robert Goughary

View on SEC IAPD

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