Benjamin Zachary Barning

Current Employers

Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2020-01-06

CT RA
APPROVED

Since 2020-01-06

Branch Locations

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

1921 Boston Post Road Suite 8 (Secondary Office Location), Westbrook, CT 06498 • United States

2534 Main Street, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New London	CT	05/2018	10/2019
Dime Bank	Norwich	CT	05/2008	05/2018
Bank Of America, N.A.	New London	CT	05/2018	10/2019
Sound Income Strategies	Fort Lauderdale	FL	01/2020	Present
Scranton Financial Group	Westbrook	CT	12/2019	06/2022
Scranton Financial Group	Westbrook	CT	06/2022	Present

05/2018 → 10/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New London, CT
05/2008 → 05/2018

Dime Bank

Norwich, CT
05/2018 → 10/2019

Bank Of America, N.A.

New London, CT
01/2020 → Present

Sound Income Strategies

Fort Lauderdale, FL
12/2019 → 06/2022

Scranton Financial Group

Westbrook, CT
06/2022 → Present

Scranton Financial Group

Westbrook, CT

Previous Registrations

2018-10-05 → 2019-10-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mystic, CT

Other Businesses

1. Scranton Financial Group LLC. Sales of Fixed Insurance products. Investment related. 1921 Boston Post Rd Suite 108 Westbrook Ct. 06498.This encompasses approximately 80 business hours per month. 2. The Retirement Income Source DBA - Investment related. Marketing to perspective clients for investment advisory and Fixed Insurance services. This encompasses approximately zero business hours per month. 3. Scranton Financial Group - Client Acquisition Advisor. Investment related. 1921 Boston Post Rd Suite 108 Westbrook Ct. 06498.This encompasses approximately 80 business hours per month. 4. Scranton Financial Group, LLC DBA Retirement Income Source SFG - Investment related. Marketing to perspective clients for investment advisory and Fixed Insurance services. This encompasses approximately zero business hours per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-01

S66 Uniform Combined State Law Examination

2018-10-01

Other Names

Benjamin Barning

View on SEC IAPD