Carly Morgan Spica

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-04-12
TX	RA	APPROVED	2022-04-13
DE	RA	APPROVED	2022-03-28

PA RA
APPROVED

Since 2024-04-12
TX RA
APPROVED

Since 2022-04-13
DE RA
APPROVED

Since 2022-03-28

Branch Locations

500 Dupont Field Blvd. Suite 300, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Philadelphia	PA	01/2020	03/2022
Barnabys Of America	Aston	PA	08/2016	01/2020
Widener University	Chester	PA	08/2015	05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Doylestown	PA	05/2018	08/2018
Bank Of America, N.A.	Philadelphia	PA	03/2020	03/2022
Morgan Stanley Smith Barney Llc	Greenville	DE	03/2022	Present

01/2020 → 03/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA
08/2016 → 01/2020

Barnabys Of America

Aston, PA
08/2015 → 05/2019

Widener University

Chester, PA
05/2018 → 08/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Doylestown, PA
03/2020 → 03/2022

Bank Of America, N.A.

Philadelphia, PA
03/2022 → Present

Morgan Stanley Smith Barney Llc

Greenville, DE

Previous Registrations

2020-11-02 → 2022-03-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Philadelphia, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-30

S66 Uniform Combined State Law Examination

2020-10-30

Other Names

Carly Long
Carly Morgan Long

View on SEC IAPD

More in Greenville, DE

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