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Katie Jane Stefanski

Rbc Capital Markets, LLC

Westlake, OH

North Olmsted, OH

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-08
OH RA APPROVED 2023-10-12
  • TX RA
    APPROVED
    Since 2024-01-08
  • OH RA
    APPROVED
    Since 2023-10-12

Branch Locations

2 Equity Way Suite 200, Westlake, OH 44145 • United States

North Olmsted, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Westlake OH 05/2018 10/2022
Unique Marketers Cleveland OH 12/2013 05/2018
Rbc Capital Markets, Llc Westlake OH 10/2022 Present
  • 05/2018 → 10/2022
    Ubs Financial Services
    Westlake, OH
  • 12/2013 → 05/2018
    Unique Marketers
    Cleveland, OH
  • 10/2022 → Present
    Rbc Capital Markets, Llc
    Westlake, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-12
  • S66 Uniform Combined State Law Examination
    2023-10-12
Other Names
  • Katie Jane Johnson
  • Katie J Johnson
  • Katie J Stefanski

View on SEC IAPD

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