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Austin James Ballard

Morgan Stanley

Walnut Creek, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-29
CA RA APPROVED 2019-08-09
  • TX RA
    APPROVED_RES
    Since 2021-11-29
  • CA RA
    APPROVED
    Since 2019-08-09

Branch Locations

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Walnut Creek CA 05/2019 Present
Morgan Stanley Walnut Creek CA 06/2018 08/2018
Coldstone Creamery Pleasant Hill CA 06/2017 08/2017
Student Walnut Creek CA 05/2008 05/2019
Morgan Stanley Private Bank, N.A. New York NY 09/2019 Present
  • 05/2019 → Present
    Morgan Stanley
    Walnut Creek, CA
  • 06/2018 → 08/2018
    Morgan Stanley
    Walnut Creek, CA
  • 06/2017 → 08/2017
    Coldstone Creamery
    Pleasant Hill, CA
  • 05/2008 → 05/2019
    Student
    Walnut Creek, CA
  • 09/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-09
  • S66 Uniform Combined State Law Examination
    2019-08-09

View on SEC IAPD

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ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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