Lauren Levine Ulloa

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-02-20

TX RA
APPROVED

Since 2020-02-20

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
World Financial Advisors	Houston	TX	05/2018	07/2021
City Of Houston - Houston Police Department	Houston	TX	10/2016	11/2018
Texas Department Of Public Safety	Houston	TX	08/2015	10/2016
Royal Alliance	Houston	TX	01/2019	07/2021
Osaic Wealth, Inc.	Houston	TX	07/2021	Present

05/2018 → 07/2021

World Financial Advisors

Houston, TX
10/2016 → 11/2018

City Of Houston - Houston Police Department

Houston, TX
08/2015 → 10/2016

Texas Department Of Public Safety

Houston, TX
01/2019 → 07/2021

Royal Alliance

Houston, TX
07/2021 → Present

Osaic Wealth, Inc.

Houston, TX

Other Businesses

1. WORLD FINANCIAL ADVISORS POSITION: Registered Representative/Invest Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 100 START DATE: 01/04/2021 ADDRESS: 5177 Richmond Avenue Suite 318 Houston, TX 77056 DESCRIPTION: Registered Representative/Invest Advisor Representative 2. WF ADVISORS HOUSTON, LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2025 ADDRESS: 5177 Richmond Avenue, Suite 318, Houston TX 77056, United States DESCRIPTION: Manager/owner

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-19

S66 Uniform Combined State Law Examination

2020-02-19

Other Names

Lauren Brooke Levine

View on SEC IAPD