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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-10-16 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
14600 Katy Fwy, Houston, TX 77079 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas Association Of Sports Officials | Houston | TX | 09/2010 | Present |
| Texas Uil Basketball Official | Houston | TX | 12/2010 | Present |
| Wells Fargo Advisors, Llc | Houston | TX | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | Present |
TEXAS ASSOCIATION OF SPORTS OFFICIALS; NOT INV RELATED; HOUSTON, TX; FOOTBALL REFEREE; START 7/1/2009; 70 HOURS PER MONTH, 0 DURING TRADING; OFFICIATING YOUTH FOOTBALL GAMES. BJ'S BAKERY, NOT INVT RELATED, CYPRESS, TX, 100% OWNERSHIP WITH SPOUSE, START DATE 2/6/2023, 16 HRS PER MONTH, 0 HRS DURING TRADING, BAKING PIES, CAKES AND COOKIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-15 |
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