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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-12-04
TX RA APPROVED 2025-12-03
  • NJ RA
    APPROVED
    Since 2025-12-04
  • TX RA
    APPROVED
    Since 2025-12-03

Branch Locations

125 High St Ste 1359A, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deloitte Touche Boston MA 06/2022 07/2022
Ubs Financial Services Rockland MA 07/2018 09/2018
Ubs Financial Services Rockland MA 10/2023 10/2024
Bryant University Smithfield RI 09/2018 08/2023
Hanover High School Hanover MA 09/2014 05/2018
Ubs Financial Services Rockland MA 10/2024 12/2025
Wells Fargo Clearing Services, Llc Boston MA 12/2025 Present
  • 06/2022 → 07/2022
    Deloitte Touche
    Boston, MA
  • 07/2018 → 09/2018
    Ubs Financial Services
    Rockland, MA
  • 10/2023 → 10/2024
    Ubs Financial Services
    Rockland, MA
  • 09/2018 → 08/2023
    Bryant University
    Smithfield, RI
  • 09/2014 → 05/2018
    Hanover High School
    Hanover, MA
  • 10/2024 → 12/2025
    Ubs Financial Services
    Rockland, MA
  • 12/2025 → Present
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-16
  • S66 Uniform Combined State Law Examination
    2024-05-16

View on SEC IAPD

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