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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • CO RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

16 Inverness Place E Bldg E-200, Englewood, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc Englewood CO 05/2018 Present
Cu Boulder Boulder CO 08/2014 05/2018
Land Title Guarantee Company Evergreen CO 05/2017 08/2017
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2018 → Present
    Cetera Wealth Services, Llc
    Englewood, CO
  • 08/2014 → 05/2018
    Cu Boulder
    Boulder, CO
  • 05/2017 → 08/2017
    Land Title Guarantee Company
    Evergreen, CO
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 05/2019 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES ; (2) NAME OF OTHER BUSINESS: VANCE FINANCIAL GROUP ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (3) NAME OF OTHER BUSINESS: PROFESSIONAL DISC GOLFER, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: SPORTS START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: DISC GOLFER, APX NUMBER OF HOURS PER WEEK: 6, NOT DURING TRADING HOURS, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: COMPETING IN DISC GOLF TOURNAMENTS TO WIN MONEY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-24
  • S66 Uniform Combined State Law Examination
    2018-07-24
Designations
Other Names
  • Robby Morris Vance
  • Rob Morris Vance
  • Bert Morris Vance

View on SEC IAPD

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