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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-19 |
Branch Locations
758 Tucker Road, Tehachapi, CA 93561 • United States
6873 N. West Ave Ste 102, Fresno, CA 93711 • United States
3494 Mt Whitney Avenue, Riverdale, CA 93656 • United States
2301 S. Mooney Blvd, Visalia, CA 93277-6228 • United States
7062 N First Street, Fresno, CA 93720 • United States
230 W 7Th Street, Hanford, CA 93230 • United States
200 Shaw Ave, Clovis, CA 93612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The West | Fresno | CA | 04/2009 | 05/2018 |
| Bmo Bank Na | Fresno | CA | 05/2018 | Present |
| Bancwest Investment Services, Inc | Fresno | CA | 05/2018 | 07/2023 |
| Lpl Financial Llc | Visalia | CA | 07/2023 | Present |
1. 05/17/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 05/17/2023 - BMO Bank NA - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Licensed Banker - Start Date 07/19/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 37% 3. 05/17/2023 - Regina & Lamar Leathers - Investment Related - Coarsegold, CA - Real Estate Rental - Co-owner - Start Date 12/01/2021 - 5 Hours Per Month/ 0 Hours During Trading - Time Spent 5% 4. 05/17/2023 - EASTWOOD DR N LLC - Investment Related - Oakhurst, CA - Real Estate Rental - Co-owner - Start Date 03/11/2021 - 5 Hours Per Month/ 0 Hours During Trading - Time Spent 5% 5. 05/17/2023 - Regina A Leathers, Lamar P Leathers - Investment Related - Coarsegold, CA - Real Estate Rental - Co-owner - Start Date 5/25/2016 - 2 Hours Per Month/ 0 Hours During Trading - Time Spent 5% 6. 05/17/2023 - Lamar P Leathers - Investment Related - Coarsegold, CA - Business Owner - Owner Boat Rental - Start Date 06/05/2021 - 0 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-04 |
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