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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-19
  • CA RA
    APPROVED
    Since 2023-07-19

Branch Locations

758 Tucker Road, Tehachapi, CA 93561 • United States

6873 N. West Ave Ste 102, Fresno, CA 93711 • United States

3494 Mt Whitney Avenue, Riverdale, CA 93656 • United States

2301 S. Mooney Blvd, Visalia, CA 93277-6228 • United States

7062 N First Street, Fresno, CA 93720 • United States

230 W 7Th Street, Hanford, CA 93230 • United States

200 Shaw Ave, Clovis, CA 93612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of The West Fresno CA 04/2009 05/2018
Bmo Bank Na Fresno CA 05/2018 Present
Bancwest Investment Services, Inc Fresno CA 05/2018 07/2023
Lpl Financial Llc Visalia CA 07/2023 Present
  • 04/2009 → 05/2018
    Bank Of The West
    Fresno, CA
  • 05/2018 → Present
    Bmo Bank Na
    Fresno, CA
  • 05/2018 → 07/2023
    Bancwest Investment Services, Inc
    Fresno, CA
  • 07/2023 → Present
    Visalia, CA
Previous Registrations
  • 2018-12-05 → 2023-07-19
    Bancwest Investment Services, Inc.
    Fresno, CA
    Bakersfield, CA
    Clovis, CA
    Corcoran, CA
    Dinuba, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Hanford, CA
    Riverdale, CA
    Sanger, CA
    Tahoe City, CA
    Tulare, CA
    Visalia, CA
    Tehachapi, CA
    Riverdale, CA
    Fresno, CA
Other Businesses

1. 05/17/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 05/17/2023 - BMO Bank NA - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Licensed Banker - Start Date 07/19/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 37% 3. 05/17/2023 - Regina & Lamar Leathers - Investment Related - Coarsegold, CA - Real Estate Rental - Co-owner - Start Date 12/01/2021 - 5 Hours Per Month/ 0 Hours During Trading - Time Spent 5% 4. 05/17/2023 - EASTWOOD DR N LLC - Investment Related - Oakhurst, CA - Real Estate Rental - Co-owner - Start Date 03/11/2021 - 5 Hours Per Month/ 0 Hours During Trading - Time Spent 5% 5. 05/17/2023 - Regina A Leathers, Lamar P Leathers - Investment Related - Coarsegold, CA - Real Estate Rental - Co-owner - Start Date 5/25/2016 - 2 Hours Per Month/ 0 Hours During Trading - Time Spent 5% 6. 05/17/2023 - Lamar P Leathers - Investment Related - Coarsegold, CA - Business Owner - Owner Boat Rental - Start Date 06/05/2021 - 0 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-04
  • S66 Uniform Combined State Law Examination
    2018-12-04
Other Names
  • Regina Arnold
  • Regina Arnold Kirk

View on SEC IAPD

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