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Michael Beck

Rothschild Wealth LLC

Mill Valley, CA

Oakbrook, IL

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Current Employers
Rothschild Wealth Llc

700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-03
  • CA RA
    APPROVED
    Since 2026-04-03

Branch Locations

Mill Valley, CA • United States

700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 05/2018 03/2026
Phoenix Investment Adviser, Llc New York NY 03/2014 05/2018
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2019 03/2026
Rothschild Wealth Llc Mill Valley CA 04/2026 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY OWNER TRUCKEE CA SINCE 02/2022 NOT INVESTMENT RELATED MARK DAY BOARD OF TRUSTEES BOARD MEMBER - ASSISTANT TREASURER SINCE 08/2022 NOT INVESTMENT RELATED FORA TRAVEL AGENCY TRAVEL AGENT SINCE 02/2025 NOT INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-08-24
  • S63 Uniform Securities Agent State Law Examination
    2018-08-24
Designations
Other Names
  • Mike Beck

View on SEC IAPD

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