Jennifer Dee Mason

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-13
CA	RA	APPROVED	2025-06-02

TX RA
APPROVED

Since 2025-06-13
CA RA
APPROVED

Since 2025-06-02

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rockefeller Capital Management	Los Angeles	CA	11/2021	Present
Wells Fargo Advisors	Woodland Hills	CA	05/2018	11/2021
Wells Fargo Bank	Moorpark, Simi Valley, Thousand Oaks	CA	08/2010	05/2018

11/2021 → Present

Rockefeller Capital Management

Los Angeles, CA
05/2018 → 11/2021

Wells Fargo Advisors

Woodland Hills, CA
08/2010 → 05/2018

Wells Fargo Bank

Moorpark, Simi Valley, Thousand Oaks, CA

Other Businesses

I am an IBO (direct seller) for Amway having started 01/10/2020. Amway's address is 7575 Fulton Street East, Ada, MI 49355. This is for retail sales of health, home, and beauty products. It is not investment-related and takes no time during securities trading hours. Approximately 12 hours per month are devoted to product education and sales activities for this business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-02

S66 Uniform Combined State Law Examination

2025-06-02