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James Michael Williams

Kestra Advisory Services, LLC

Buda, TX

Austin, TX

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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-03
  • TX RA
    APPROVED
    Since 2026-02-03

Branch Locations

Buda, TX • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Bloomington IL 04/2018 08/2020
Carmike 13 Movie Theater Champaign IL 05/2016 01/2017
Unemployment Normal IL 02/2017 05/2017
Prudential Normal IL 06/2017 08/2017
Precise Benefits Group Bloomington IL 08/2017 12/2017
Unemployment Normal IL 01/2018 04/2018
Prudential Insurance Company Of America Bloomington IL 04/2018 08/2020
Uber Mahomet IL 07/2018 09/2018
Petsmart Champaign IL 06/2020 05/2021
Kestra Investment Services, Llc Austin TX 05/2021 Present
Kestra Advisory Services, Llc Austin TX 02/2026 Present
  • 04/2018 → 08/2020
    Pruco Securities, Llc
    Bloomington, IL
  • 05/2016 → 01/2017
    Carmike 13 Movie Theater
    Champaign, IL
  • 02/2017 → 05/2017
    Unemployment
    Normal, IL
  • 06/2017 → 08/2017
    Prudential
    Normal, IL
  • 08/2017 → 12/2017
    Precise Benefits Group
    Bloomington, IL
  • 01/2018 → 04/2018
    Unemployment
    Normal, IL
  • 04/2018 → 08/2020
    Prudential Insurance Company Of America
    Bloomington, IL
  • 07/2018 → 09/2018
    Uber
    Mahomet, IL
  • 06/2020 → 05/2021
    Petsmart
    Champaign, IL
  • 05/2021 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 02/2026 → Present
    Kestra Advisory Services, Llc
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-02
S63 Uniform Securities Agent State Law Examination 2018-06-19
  • S66 Uniform Combined State Law Examination
    2026-02-02
  • S63 Uniform Securities Agent State Law Examination
    2018-06-19

View on SEC IAPD

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