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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-01-27
TX RA APPROVED 2023-01-25
  • AZ RA
    APPROVED
    Since 2023-01-27
  • TX RA
    APPROVED
    Since 2023-01-25

Branch Locations

10 S Dearborn St, Chicago, IL 60603-2300 • United States

150 W University Dr, Floor 04, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 05/2018 08/2020
Starbucks Mesa AZ 02/2018 05/2018
Bella Investment Group Flagstaff AZ 11/2015 03/2017
Garn And Mason Orthodontics Mesa AZ 06/2017 09/2017
Robinhood Financial, Llc Tempe AZ 08/2020 08/2022
Robinhood Markets, Inc Tempe AZ 08/2022 08/2022
Unemployed Flagstaff AZ 04/2017 05/2017
Unemployed Gilbert AZ 10/2017 01/2018
J.P. Morgan Securities Llc Tempe AZ 10/2022 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 10/2022 Present
Unemployed Phoenix AZ 09/2022 09/2022
  • 05/2018 → 08/2020
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 02/2018 → 05/2018
    Starbucks
    Mesa, AZ
  • 11/2015 → 03/2017
    Bella Investment Group
    Flagstaff, AZ
  • 06/2017 → 09/2017
    Garn And Mason Orthodontics
    Mesa, AZ
  • 08/2020 → 08/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 08/2022 → 08/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 04/2017 → 05/2017
    Unemployed
    Flagstaff, AZ
  • 10/2017 → 01/2018
    Unemployed
    Gilbert, AZ
  • 10/2022 → Present
    Tempe, AZ
  • 10/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 09/2022 → 09/2022
    Unemployed
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-22
S63 Uniform Securities Agent State Law Examination 2018-08-10
  • S66 Uniform Combined State Law Examination
    2022-11-22
  • S63 Uniform Securities Agent State Law Examination
    2018-08-10

View on SEC IAPD

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