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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-12-10
TX RA APPROVED_RES 2012-12-06
NJ RA APPROVED 2009-10-05
  • PA RA
    APPROVED
    Since 2012-12-10
  • TX RA
    APPROVED_RES
    Since 2012-12-06
  • NJ RA
    APPROVED
    Since 2009-10-05

Branch Locations

101 West Ave, Jenkintown, PA 19046 • United States

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Elkins Park PA 03/2005 Present
Bank Of America N.A. Elkins Park PA 10/2014 Present
Previous Registrations
Other Businesses

I*2162261, Entity Type: Entity For Profit, Name of OBA: Premier Pieces, Address: Harrisburg , Pennsylvania, 17101, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 01/13/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Real Estate Purchase/Investment Property I*4520298, Entity Type: , Name of OBA: MLPF& S CUST FPO J M R IRA FBO J M R, Address: philadelphia, Pennsylvania, 19103, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 05/04/2026, No Hours: 6 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-19
  • S66 Uniform Combined State Law Examination
    2008-09-19
Other Names
  • Mia Marie Brinkley
  • Mia M Brinkley

View on SEC IAPD

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