Lisa Marie Mumper

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2023-03-07

WI RA
APPROVED

Since 2023-03-07

Branch Locations

5400 King James Way Suite 110, Fitchburg, WI 53719 • United States

17975 W Sarah Lane Suite 180, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Russell Investments	Seattle	WA	02/2011	02/2023
Harbour Investments, Inc	Madison	WI	02/2023	Present
Wealth Distribution Strategies	Verona	WI	02/2023	Present

02/2011 → 02/2023

Russell Investments

Seattle, WA
02/2023 → Present

Harbour Investments, Inc

Madison, WI
02/2023 → Present

Wealth Distribution Strategies

Verona, WI

Previous Registrations

2011-03-03 → 2023-02-24

Russell Investments

Milwaukee, WI
2007-07-10 → 2011-03-04

Ameriprise Financial Services, Llc

Brookfield, WI

Other Businesses

1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Wealth Distribution Strategies - DBA 3)Rental Property | 3456 S. 46th Street. Greenfield, WI 53219 | Owner | Description: Rental property ownership and management| Beginning 7/2017 | 5 hours per month, 0 hours during trading hours | Unpaid | Not investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-14

S66 Uniform Combined State Law Examination

2005-06-14

Other Names

Lisa Marie Ueberfluss

View on SEC IAPD