Raymond Alfred Sarinelli

Current Employers

Employment History

• 08/2008 → Present
  Nisivoccia, Llp
  Mount Arlington, NJ
• 05/2018 → 10/2019
  1St Global Capital Corp.
  Mount Arlington, NJ
• 05/2018 → 10/2019
  1St Global Advisors, Inc.
  Mount Arlington, NJ
• 08/2019 → 09/2025
  Avantax Insurance Services, Inc.
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Mount Arlington, NJ
• 08/2019 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Mount Arlington, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Mount Arlington, NJ
• 2018-07-17 → 2019-10-25
  1St Global Advisors Inc
  Mount Arlington, NJ

Other Businesses

1) NISIVOCCIA WEALTH LLC POSITION: N/A NATURE: A wealth management company providing investment securities through 1st Global. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2019 ADDRESS: 200 Valley Road Suite 300, Mount Arlington NJ 07856, United States DESCRIPTION: I will be a registered representative starting 1/1/19 2) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: Owner NATURE: This is the proposed acquisition vehicle of carious Financial services and tax practices. The vehicle was created so we could operate these acquired businesses and not confuse them with the Nisivoccia LLP brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2022 ADDRESS: 9 Ryan Court, Long Valley NJ 07853, United States DESCRIPTION: Passive Investor

Exams

• S66 Uniform Combined State Law Examination
  2018-07-13

Other Names

• Ray Sarinelli
• Raymond Sarinelli, Jr.