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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-05-31
MO RA APPROVED 2024-05-31
TX RA APPROVED 2024-05-31
  • IL RA
    APPROVED
    Since 2024-05-31
  • MO RA
    APPROVED
    Since 2024-05-31
  • TX RA
    APPROVED
    Since 2024-05-31

Branch Locations

2140 Bagnell Dam Blvd Suite 301, Lake Ozark, MO 65049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Laurie MO 05/2018 05/2024
Henkel Bentonville AR 06/2016 05/2018
Wells Fargo Advisors Financial Network, Llc Laurie MO 05/2024 Present
Previous Registrations
Other Businesses

ONE RED PHOTOGRAPHY LLC; NOT INV. RELATED; STOVE, MO; OWNER; PHOTOGRAPHY BUSINESS; START DATE 6/2023; 20 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: OWNER, OPERATOR, PHOTOGRAPHER. POWER OF ATTORNEY FOR FATHER; INV. RELATED; LAURIE, MO; START DATE 6/24/2024; LESS THAN 1 HOUR PER MONTH; 1 HOUR DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-21
  • S66 Uniform Combined State Law Examination
    2018-08-21
Other Names
  • Ashley Ann Wertz
  • Ashley Black

View on SEC IAPD

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