Carly Seneca

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-21
PA	RA	APPROVED	2022-09-30

TX RA
APPROVED

Since 2025-10-21
PA RA
APPROVED

Since 2022-09-30

Branch Locations

150 North Meadow Drive Suite 110 , Wexford, PA 15090 • United States

1644 Plank Rd., Duncansville, PA 16635 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Speedy Furniture	Monroeville	PA	05/2015	02/2018
World Remit	London		05/2017	07/2017
Education	Pittsburgh	PA	08/2013	06/2017
Pensionmark Securities, Llc	Santa Barbara	CA	12/2020	09/2022
Pensionmark Financial Group, Llc	Santa Barbara	CA	12/2020	09/2022
Harvest Financial	Pittsburgh	PA	07/2018	11/2020
Bny Mellon	Pittsburgh	PA	09/2017	06/2018
Cambridge Investment Research, Inc.	Fairfield	IA	09/2022	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	09/2022	Present

05/2015 → 02/2018

Speedy Furniture

Monroeville, PA
05/2017 → 07/2017

World Remit

London
08/2013 → 06/2017

Education

Pittsburgh, PA
12/2020 → 09/2022

Pensionmark Securities, Llc

Santa Barbara, CA
12/2020 → 09/2022

Pensionmark Financial Group, Llc

Santa Barbara, CA
07/2018 → 11/2020

Harvest Financial

Pittsburgh, PA
09/2017 → 06/2018

Bny Mellon

Pittsburgh, PA
09/2022 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
09/2022 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2020-12-07 → 2022-10-03

World Investment Advisors, Llc

Duncansville, PA
2019-10-16 → 2020-10-30

Lpl Enterprise, Llc

Fort Mill, SC

Other Businesses

1) WEBBER ADVISORS / 1644 Plank Rd, Duncansville PA / 09/2021 / INSURANCE AGENT / INV REL / 0 HR/MO 0 HR TRADING 2) CIRA, Fairfield IA 52556, 09/2022, Investment Advisor Representative, manages client assets or prepares financial plans, INV-REL, 160 HO/MO - 120 HR/MO Trading. 3) WEBBER SELTZER WEALTH ADVISORS, 3370 Lynwood Dr, Altoona PA 16602, United States, 10/2025, Investment Advisor Representative, DBA Name, NIR, 10 HR/MO, 4 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-04

S66 Uniform Combined State Law Examination

2018-08-04

Designations

View on SEC IAPD