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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-15
FL RA APPROVED 2022-09-08
  • TX RA
    APPROVED_RES
    Since 2025-08-15
  • FL RA
    APPROVED
    Since 2022-09-08

Branch Locations

18245 Paulson Drive Port, Charlotte, FL 33954 • United States

1415 Panther Lane Suite 539, Naples, FL 34109 • United States

27299 Riverview Center Blvd Ste 100, Bonita Springs, FL 34134 • United States

5237 Summerlin Commons Dr, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2018 09/2022
Chico's Fas Fort Myers FL 01/2013 02/2018
Unemployed Estero FL 03/2018 04/2018
Raymond James Financial Services, Inc. Estero FL 09/2022 Present
Raymond James Financial Services Advisors, Inc Estero FL 09/2022 Present
Cancer Alliance Of Naples Bonita Springs FL 05/2020 05/2023
  • 05/2018 → 09/2022
    St Louis, MO
  • 01/2013 → 02/2018
    Chico's Fas
    Fort Myers, FL
  • 03/2018 → 04/2018
    Unemployed
    Estero, FL
  • 09/2022 → Present
    Raymond James Financial Services, Inc.
    Estero, FL
  • 09/2022 → Present
    Estero, FL
  • 05/2020 → 05/2023
    Cancer Alliance Of Naples
    Bonita Springs, FL
Previous Registrations
  • 2018-12-17 → 2022-09-06
    Estero, FL
    Estero, FL
    St Louis, MO
    Naples, FL
    Punta Gorda, FL
    Naples, FL
    Naples, FL
Other Businesses

(1)Name of Business: Address: 19856 Casa Verde Way, Estero, FL, 33967, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We're responsible for arranging any repairs or service for the tenant. (2)Name of Business: Gallegos Wealth Management Address: 27299 Riverview Center Blvd Suite 100, Bonita Springs, FL, 34134-4313, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/02/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: I am a partner. My responsibilities are to manage the branch office.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-13
  • S66 Uniform Combined State Law Examination
    2018-12-13
Other Names
  • Mari Lyndell Tracy
  • Mari Lyndell Gallegos
  • Mari Tracy

View on SEC IAPD

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