Vincenzo Nardi

Current Employers

Forum Financial Management, Lp

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-24
IL	RA	APPROVED	2018-05-15

TX RA
APPROVED

Since 2023-01-24
IL RA
APPROVED

Since 2018-05-15

Branch Locations

2002 West Roscoe Street, Chicago, IL 60618 • United States

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vince Nardi	Chicago	IL	05/2005	05/2018
Forum Financial Management, Lp	Lombard	IL	05/2018	Present
Alberta Investments Llc	Chicago	IL	08/2005	09/2020

05/2005 → 05/2018

Vince Nardi

Chicago, IL
05/2018 → Present

Forum Financial Management, Lp

Lombard, IL
08/2005 → 09/2020

Alberta Investments Llc

Chicago, IL

Other Businesses

Sole Proprietor; Not investment-related; 1710 West Winnemac Avenue, Chicago, IL 60640; Insurance services; Insurance agent; 3/2019; 5 hours/month devoted; 5 hours during securities trading hours; Insurance sales and services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-03-26

S65 Uniform Investment Adviser Law Examination

2018-03-26

Designations

Other Names

Vince Nardi
Vincent Nardi
Vicenzo Nardi

View on SEC IAPD