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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-28
OK RA APPROVED 2026-04-14
UT RA APPROVED 2022-07-11
TX RA APPROVED_RES 2021-09-10
  • FL RA
    APPROVED
    Since 2026-08-28
  • OK RA
    APPROVED
    Since 2026-04-14
  • UT RA
    APPROVED
    Since 2022-07-11
  • TX RA
    APPROVED_RES
    Since 2021-09-10

Branch Locations

Stillwater, OK • United States

Parrish, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Teva Pharmaceuticals Overland Park KS 03/2003 07/2018
Principal Securities, Inc. Stillwater OK 07/2018 Present
Principal Life Insurance Company Stillwater OK 07/2018 Present
Teal Financial Services Fairway KS 01/2019 Present
United States Army Reserves Virginia Beach VA 02/2010 Present
  • 03/2003 → 07/2018
    Teva Pharmaceuticals
    Overland Park, KS
  • 07/2018 → Present
    Stillwater, OK
  • 07/2018 → Present
    Principal Life Insurance Company
    Stillwater, OK
  • 01/2019 → Present
    Teal Financial Services
    Fairway, KS
  • 02/2010 → Present
    United States Army Reserves
    Virginia Beach, VA
Other Businesses

***Teal Financial Services, LLC; Investment Related; Fairway, KS; Private Staff; Provides client servicing support, business follow-up and office administration functions (i.e., filing, answer phone, appointment scheduling and confirmation, etc.).; Start Date: 11/01/2018; 160 hrs per month; 160 during trading hours. ***Teal Medical Supply LLC; Not Investment Related; Overland Park, KS; Co-Owner; Company is focused on gaining government contracts with the military. Selling medical supplies with a specialty of hearing devise. Limited duties to perform.; Start Date: 12/01/2019; 20 hrs per month; 15 during trading hours. ***US Army Reserves; Not Investment Related; ; Army Reservist; ; Start Date: 02/01/2010; 25 hrs per month; 25 during trading hours. ***STMAW, LLC; Not Investment Related; Virginia Beach, VA; Owner; Holding company for property owned at Grand Lake, OK.; Start Date: 01/01/2014; 1 hrs per month; 0 during trading hours. FIXED INSURANCE POSITION: Agent NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2019 ADDRESS: 1368 E 275 S, Layton UT 84040, United States DESCRIPTION: Health, LTC, Group, Life, Dental, Fixed Insurance through various carriers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-29
  • S66 Uniform Combined State Law Examination
    2019-01-29
Other Names
  • Scott Hayden Willams

View on SEC IAPD

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