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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-28
CA RA APPROVED 2022-03-23
  • TX RA
    APPROVED
    Since 2022-04-28
  • CA RA
    APPROVED
    Since 2022-03-23

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Mateo CA 09/2021 Present
Oracle Corp Redwood City CA 11/1999 06/2018
Mann Chow Inc. Burlingame CA 08/2021 09/2021
Mann Chow Inc. Burlingame CA 10/2019 07/2020
Unemployed San Mateo CA 07/2018 09/2019
Unemployed San Mateo CA 08/2020 07/2021
  • 09/2021 → Present
    San Mateo, CA
  • 11/1999 → 06/2018
    Oracle Corp
    Redwood City, CA
  • 08/2021 → 09/2021
    Mann Chow Inc.
    Burlingame, CA
  • 10/2019 → 07/2020
    Mann Chow Inc.
    Burlingame, CA
  • 07/2018 → 09/2019
    Unemployed
    San Mateo, CA
  • 08/2020 → 07/2021
    Unemployed
    San Mateo, CA
Other Businesses

I*1119302 For profit or not for profit: Entity For Profit Name of outside business organization: San Francisco Youth Gaelic Athletic Association Investment related: N Address of business: San Francisco, California, 94132 Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 6/27/2022 Number of hours devoted: 80 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Youth coach, SFYGAA.org, I have access to funds via Debit card to play for team expenses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-22
  • S66 Uniform Combined State Law Examination
    2022-03-22

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