Michael James Williams

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-08-16
CA	RA	APPROVED	2019-12-16

TX RA
APPROVED_RES

Since 2021-08-16
CA RA
APPROVED

Since 2019-12-16

Branch Locations

Rocklin, CA • United States

524 Main St Ste 204, Woodland, CA 95695 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cantella And Co., In.C	Boston	MA	05/2012	12/2019
Lpl Financial Llc	Woodland	CA	12/2019	Present

05/2012 → 12/2019

Cantella And Co., In.C

Boston, MA
12/2019 → Present

Lpl Financial Llc

Woodland, CA

Previous Registrations

2012-05-29 → 2019-12-23

Cantella & Co., Inc.

Yuba City, CA

Woodland, CA

Malden, MA

Woodland, CA

Yuba City, CA

Yuba City, CA

Roseville, CA
2009-10-23 → 2012-05-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Roseville, CA

Woodland, CA

Yuba City, CA

Roseville, CA
2008-09-16 → 2009-10-23

Banc Of America Investment Services, Inc.

Yuba City, CA

Lincoln, CA

Roseville, CA

Woodland, CA
2007-02-12 → 2008-09-16

Edward Jones

Woodland, CA

Other Businesses

1) 12/2019 - DBA for LPL Business (entity for LPL business) - Investment Related - Williams Wealth Management - Woodland, CA 95695 2) 04/2018 - Real Estate Rental - 3% - 500 Coronado Ave Roseville, CA 95678-1716

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-05
S63	Uniform Securities Agent State Law Examination	2005-05-06

S66 Uniform Combined State Law Examination

2007-02-05
S63 Uniform Securities Agent State Law Examination

2005-05-06

Other Names

Michael Williams

View on SEC IAPD